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Forrest was barred from association with any FINRA member in any capacity. The sanction was based on findings that Forrest failed to respond to FINRA requests for information. |
| For a FREE Consultation call: 760-451-2300 |
Copyright © 2008 Richard A. Nervig, P.C. All Rights Reserved |
1588 South Mission Road Suite 210 Fallbrook, CA 92028 |
| The legal information provided at this site is general, and not specific. The reader should never assume that this information applies to his or her specific situation without consulting competent counsel in his or her state. |