Mr. Robison submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Robison consented to the described sanction and to the entry of findings that he falsified customers’ signatures on account-related documents without their knowledge or authorization by tracing their signatures or reusing their signatures on other documents. The findings stated that Robison admitted that he falsified customers’ signatures and had a practice of falsifying customers’ signatures on delivery assurance forms for financial plans created after the initial plan was created and delivered because he did not think that the customers cared whether they received the subsequent plans. The findings also stated that Robison failed to respond to FINRA requests for information.

(FINRA Case #2008014895001)