BOTH were barred from association with any FINRA member in any capacity. The sanctions were based on findings that Angulo and Islas failed to respond to FINRA requests for information. The findings stated that Angulo failed to amend her Form U4 to disclose material information and completed an annual firm compliance questionnaire in which she certified that the information on her Form U4 was current and accurate. (FINRA Case #2007011159501)