Richard A. Nervig, P.C. is a securities litigation law firm dedicated to helping victims of securities fraud recover investment losses caused by stockbroker and brokerage firm misconduct.

Have your investments or retirement accounts sustained losses of $50,000 or more? If so, it may not be your fault. Over the last several years Wall Street brokers and brokerage firms have betrayed the public’s trust and confidence with pyramid schemes, tainted research and breaches of fiduciary duty which in many instances left investors broke. In a matter of months, many investors lost what took a lifetime to save.

FINRA Charges Charles Schwab & Co With Violating FINRA Rules by Using Class Action Waiver in Customer Agreements 05/01/2012 Headwaters BD, LLC of Denver, CO, Paul Edward Janson, Registered Principal of Avon, CT, Roberta Ann Laraway, Registered Principal of Lone Tree, CO and Philip Williams Seefried Jr., Registered Principal of Denver CO 04/30/2012 Jeffery Dean Ogle, Registered Principal of Castle Rock, CO 04/30/2012 Larry Ivan Behrends, Registered Principal of Greeley, CO 04/02/2012 Philip Mark Cain, Registered Rep of Corona de Tucson, AZ 03/30/2012

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The legal information provided at this site is general, and not specific. The reader should never assume that this information applies to his or her specific situation without consulting competent counsel in his or her state.